Financial AI Governance Success
How a global financial institution established a comprehensive AI governance framework meeting SOX, PCI-DSS, and regulatory requirements while enabling innovation.
AI Models Deployed
150+
Production AI models under governance
Compliance Rate
100%
Models meeting regulatory requirements
Risk Reduction
85%
Reduction in AI-related incidents
Governance Framework
Model Risk Management
- • Comprehensive model inventory and classification
- • Risk-based validation and testing protocols
- • Independent model validation team
- • Ongoing performance monitoring
Explainability & Fairness
- • Explainable AI techniques for all credit decisions
- • Bias testing across protected classes
- • Regular fairness audits
- • Transparent model documentation
Regulatory Compliance
- • SOX controls for financial reporting models
- • PCI-DSS compliance for payment fraud detection
- • GDPR compliance for EU customer data
- • Regular regulatory reporting and audits